-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O6COP58x16gaTTcayDXyXcAlHel+pI5ZIt2P885SUpIAmdXUo3maJEbh17LdoMLr 9SbksRxp3K1edPHgiA/JGQ== 0000950134-01-003145.txt : 20010410 0000950134-01-003145.hdr.sgml : 20010410 ACCESSION NUMBER: 0000950134-01-003145 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010403 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RUSHMORE FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000884892 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 752375969 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53961 FILM NUMBER: 1592899 BUSINESS ADDRESS: STREET 1: 13355 NOEL RD STREET 2: STE 650 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9724506000 MAIL ADDRESS: STREET 1: 13355 NOEL RD STREET 2: STE 650 CITY: DALLAS STATE: TX ZIP: 75240 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT C DEWEY III CENTRAL INDEX KEY: 0001133993 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5000 QUORUM DR STREET 2: STE 620 CITY: DALLAS STATE: TX ZIP: 75240 MAIL ADDRESS: STREET 1: 5000 QUORUM DR STREET 2: STE 620 CITY: DALLAS STATE: TX ZIP: 75240 SC 13G/A 1 d85774a1sc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* RUSHMORE FINANCIAL GROUP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 782055 10 7 - -------------------------------------------------------------------------------- (CUSIP Number) MARCH 22, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Settlement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G CUSIP NO. 782055 10 7 PAGE 2 OF 4 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON C. Dewey Elliott, III - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 428,200 SHARES ------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- REPORTING ------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 428,200 ------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 428,200 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.7% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------ 3 ITEM 1. (a) Name of Issuer: Rushmore Financial Group, Inc. (b) Address of Issuer's Principal Executive Offices: 5000 Quorum Drive Suite 620 Dallas, TX 75240 ITEM 2. (a) Name of Person Filing: C. Dewey Elliott, III (b) Business Address: 5000 Quorum Drive, Suite 620 Dallas, Texas 75240 (c) Citizenship: U.S.A. (d) Title of Class of Securities: Rushmore Financial Group, Inc. Common Stock (e) CUSIP Number 782055 10 7 ITEM 3. Not applicable ITEM 4. OWNERSHIP (a) Amount beneficially owned: 428,200 shares owned by Registrant's family partnership (b) Percent of class: 7.7% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 428,200 (ii) Shared power to vote or to direct the vote of -0- (iii) Sole power to dispose or to direct the disposition: 428,200 (iv) Shared power to dispose or to direct the disposition of -0- shares ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable 4 ITEM 10. CERTIFICATION (a) Not applicable (b) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my information and belief, I certify that the information set forth in this statement is true, complete, and correct. March 29, 2001 Date By: /s/ C. Dewey Elliott, III -------------------------------- C. Dewey Elliott, III -----END PRIVACY-ENHANCED MESSAGE-----